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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-08
MN RA APPROVED 2024-11-08
  • MI RA
    APPROVED
    Since 2024-11-08
  • MN RA
    APPROVED
    Since 2024-11-08

Branch Locations

6960 Orchard Lake Road, Suite 120, West Bloomfield,, MI 48322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Roseville MN 04/2019 11/2019
Jolyn Huntington Beach CA 01/2017 Present
Midtown Bar & Grill St. Cloud MN 04/2019 06/2019
Melalueca Idaho Falls ID 05/2015 Present
St. Cloud State University St. Cloud MN 08/2014 05/2019
Cafe Jules Annadale MN 12/2015 08/2018
Securities America, Inc. Clearwater MN 11/2019 06/2024
Securities America Advisors Clearwater MN 01/2021 06/2024
Arbor Point Advisors West Bloomfield MI 12/2021 11/2024
Osaic Wealth, Inc. West Bloomfield MI 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 04/2019 → 11/2019
    Securities America, Inc.
    Roseville, MN
  • 01/2017 → Present
    Jolyn
    Huntington Beach, CA
  • 04/2019 → 06/2019
    Midtown Bar & Grill
    St. Cloud, MN
  • 05/2015 → Present
    Melalueca
    Idaho Falls, ID
  • 08/2014 → 05/2019
    St. Cloud State University
    St. Cloud, MN
  • 12/2015 → 08/2018
    Cafe Jules
    Annadale, MN
  • 11/2019 → 06/2024
    Securities America, Inc.
    Clearwater, MN
  • 01/2021 → 06/2024
    Securities America Advisors
    Clearwater, MN
  • 12/2021 → 11/2024
    Arbor Point Advisors
    West Bloomfield, MI
  • 06/2024 → Present
    Osaic Wealth, Inc.
    West Bloomfield, MI
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2021-12-07 → 2024-11-08
    Arbor Point Advisors
    Clearwater, MN
    Roseville, MN
    West Bloomfield, MI
  • 2021-01-06 → 2022-03-10
    Securities America Advisors, Inc.
    Roseville, MN
    Clearwater, MN
Other Businesses

1. ADVISOR POINT ADVISORS POSITION: Financial Advisor and Office Administration NATURE: Advisory affiliation with Arbor Point Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 12/10/2021 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128 DESCRIPTION: Helping clients invest for retirement and other financial goals both before retirement and in retirement. Individual investments, 401(k)s, annuities, life insurance, Trusts. 2. GCG WEALTH POSITION: Business Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/02/2023 ADDRESS: 717 Green Valley Rd., Ste 100, Greensboro NC 27408, United States DESCRIPTION: Registered Assistant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-29
  • S66 Uniform Combined State Law Examination
    2020-10-29
Other Names
  • Maggie Mae Smith

View on SEC IAPD

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