Henry W Sladek

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2015 → Present
  Northwestern Mutual Investment Services, Llc.
  Newport Beach, CA

Previous Registrations

• 2006-04-12 → 2006-05-25
  Waddell & Reed
  Chadd'S Ford, PA
  Wilmington, DE

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 33% OWNER, O.C. INSURANCE SERVICES, LLC, LEGAL ENTITY FORMED FOR ADMINISTRATIVE/EXPENSE PURPOSES, 0-5 HRS PER MONTH, STARTED 11/12/18, INVESTMENT RELATED. 3. OWNER, NEWPORT FP, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/1/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, AMPLIFY GUIDE, INC., LEGAL ENTITY, START DATE: 8/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. COACHING/TRAINING, BUSINESS RELATED COACHING, START DATE: 9/30/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLLABORATING ON CONTENT TO FINANCIAL ADVISORS SPECIFICALLY FEE BASED PLANNING OFFERING; NON INVESTMENT-RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2005-08-05

Other Names

• Henry Sladek