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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-25
  • FL RA
    APPROVED
    Since 2019-07-25

Branch Locations

12360 Indian Rocks Road, Largo, FL 33774 • United States

11281 Ulmerton Rd, Largo, FL 33778 • United States

1698 Missouri Ave, Clearwater, FL 33756 • United States

2501 W Bay Drive, Largo, FL 33770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Treasure Island FL 02/2017 Present
Fifth Third Bank Clearwater FL 03/2015 02/2017
Fifth Third Securities Treasure Island FL 02/2019 Present
  • 02/2017 → Present
    Fifth Third Bank
    Treasure Island, FL
  • 03/2015 → 02/2017
    Fifth Third Bank
    Clearwater, FL
  • 02/2019 → Present
    Fifth Third Securities
    Treasure Island, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-24
S63 Uniform Securities Agent State Law Examination 2019-06-11
  • S65 Uniform Investment Adviser Law Examination
    2019-07-24
  • S63 Uniform Securities Agent State Law Examination
    2019-06-11

View on SEC IAPD

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