Kristin Wollam

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 03/2021
  Ameriprise Financial Services Inc
  Chicago, IL
• 08/2015 → 02/2019
  Belmont University
  Nashville, TN
• 04/2013 → 04/2017
  Cbs
  Los Angeles, CA
• 03/2021 → Present
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 04/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2019-06-14 → 2021-03-16
  Ameriprise Financial Services, Llc
  Chicago, IL

Other Businesses

431657- Business; Investment related -No; Chicago, Illinois; Other; FInancial Mentor - Unpaid; Mar 2021; During business hours: 16; Business Development/Growth *496765 - Women of Strategic Introductions League; Investment related No; Illinois; Networking Group; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2021; During business hours: 3; After business hours: 0; Monthly meeting moderator

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-14
• S63 Uniform Securities Agent State Law Examination
  2019-06-08

Other Names

• Kristin Summers