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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-03 |
| CA | RA | APPROVED | 2024-01-22 |
Branch Locations
560 Mission Street, San Francisco, CA 94105 • United States
1 Front Street, San Francisco, CA 94111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 04/2017 | 11/2022 |
| Bank Of America, N.A. | San Mateo | CA | 04/2017 | 11/2022 |
| Comcast Business | San Francisco | CA | 02/2016 | 03/2017 |
| First Republic Securities Company, Llc | San Francisco | CA | 11/2022 | 09/2023 |
| First Republic Investment Management, Inc. | San Francisco | CA | 11/2022 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | San Francisco | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-03 |
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