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2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-05-22 |
Branch Locations
2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Baton Rouge | LA | 05/2010 | 10/2020 |
| Lpl Financial, Llc | Metairie | LA | 10/2020 | Present |
| Advisor Resource Council | Metairie | LA | 10/2020 | 05/2023 |
| Second Line Capital, Llc | Metairie | LA | 05/2023 | Present |
1. 10/01/2020 - Faubourg Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2015 2. 10/09/2020 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 10/11/2019 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% 3. 05/31/2023 - Second Line Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/18/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Second Line Capital, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-07-02 |
| S65 | Uniform Investment Adviser Law Examination | 2010-08-20 |
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