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Daniel M Abraham

Second Line Capital, LLC

Metairie, LA

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Current Employers
Second Line Capital, Llc

2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-05-22
  • LA RA
    APPROVED
    Since 2023-05-22

Branch Locations

2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Baton Rouge LA 05/2010 10/2020
Lpl Financial, Llc Metairie LA 10/2020 Present
Advisor Resource Council Metairie LA 10/2020 05/2023
Second Line Capital, Llc Metairie LA 05/2023 Present
Previous Registrations
Other Businesses

1. 10/01/2020 - Faubourg Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2015 2. 10/09/2020 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 10/11/2019 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% 3. 05/31/2023 - Second Line Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/18/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Second Line Capital, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-07-02
S65 Uniform Investment Adviser Law Examination 2010-08-20
  • S63 Uniform Securities Agent State Law Examination
    2012-07-02
  • S65 Uniform Investment Adviser Law Examination
    2010-08-20
Designations
Other Names
  • Daniel M Abraham

View on SEC IAPD

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