Roger G. Brigati

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 09/2016
  Hsbc Bank Usa, N.A.
  East Setauket, NY
• 10/2016 → Present
  Jp Morgan Securities, Llc
  Commack, NY

Previous Registrations

• 2014-12-10 → 2016-09-22
  Hsbc Securities (Usa) Inc.
  Bohemia, NY
  Mastic, NY
  East Setauket, NY
  Port Jefferson, NY
  Miller Place, NY
  South Setauket, NY
• 2013-10-10 → 2014-10-13
  Citigroup Global Markets Inc.
  Huntington Station, NY
  Farmingdale, NY
  Plainview, NY
  Long Island City, NY
  Westlake Village, CA
  Farmingdale, NY
• 2012-06-27 → 2013-10-11
  Morgan Stanley
  Hauppauge, NY
  Melville, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-08-30
• S65 Uniform Investment Adviser Law Examination
  2012-06-26

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Roger G Brigati