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Michael Alan Brady

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Walton Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-18
FL RA APPROVED 2019-06-17
  • TX RA
    APPROVED
    Since 2019-11-18
  • FL RA
    APPROVED
    Since 2019-06-17

Branch Locations

45 Eglin Pkwy Ne, Fort Walton Beach, FL 32548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Walton Beach FL 02/2019 Present
Unemployed Destin FL 11/2018 02/2019
Paya Services (Formerly Sage Eft) Ft. Walton Beach FL 04/2013 10/2018
Bank Of America, N.A. Fort Walton Beach FL 04/2019 Present
  • 02/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fort Walton Beach, FL
  • 11/2018 → 02/2019
    Unemployed
    Destin, FL
  • 04/2013 → 10/2018
    Paya Services (Formerly Sage Eft)
    Ft. Walton Beach, FL
  • 04/2019 → Present
    Bank Of America, N.A.
    Fort Walton Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-13
  • S66 Uniform Combined State Law Examination
    2019-06-13
Other Names
  • Mike Brady
  • M A Brady

View on SEC IAPD

Other Firms

PLANMEMBER SECURITIES CORPORATION
LPL FINANCIAL LLC
D3 ADVISORS LLC
WELLS FARGO CLEARING SERVICES, LLC
SLAGLE FINANCIAL, LLC.
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

TOBIE ELLEN FLOYD
VIRGINIA AUDREY COOKE LIND
Mary McCaslin Tinsley
CATHLEEN SUSAN BROCK
JEFFREY LIND CHERRY
Draylen Dayjuan McGrew
MARK EDWARD KILBRIDE
COLTON KLINE

Other Offices

PLANMEMBER SECURITIES CORPORATION · FORT WALTON BEACH, FL
LPL FINANCIAL LLC · FORT WALTON BEACH, FL
D3 ADVISORS LLC · FORT WALTON BEACH, FL
WELLS FARGO CLEARING SERVICES, LLC · FORT WALTON BEACH, FL
SLAGLE FINANCIAL, LLC. · Fort Walton Beach, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FT WALTON BEACH, FL
CETERA INVESTMENT ADVISERS LLC · FORT WALTON BEACH, FL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · FORT WALTON BEACH, FL

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