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Kristin S.W. Kano

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-07-24
  • IL RA
    APPROVED
    Since 2012-07-24

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios. L.P. Lilse IL 04/2005 Present
  • 04/2005 → Present
    First Trust Portfolios. L.P.
    Lilse, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-23
S63 Uniform Securities Agent State Law Examination 2005-07-29
  • S66 Uniform Combined State Law Examination
    2012-07-23
  • S63 Uniform Securities Agent State Law Examination
    2005-07-29
Other Names
  • Kristin Scott Wangerin
  • Kristin Kano

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
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BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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