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Karen Lyn Manuharan

Morgan Stanley

Newport Beach, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-20
TX RA APPROVED_RES 2023-07-20
  • CA RA
    APPROVED
    Since 2023-07-20
  • TX RA
    APPROVED_RES
    Since 2023-07-20

Branch Locations

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pasadena CA 03/2019 07/2023
Kcal Insurance Agency/Tbh Marketing & Consulting Inc Hacienda Heights CA 01/2016 03/2019
Morgan Stanley Newport Beach CA 07/2023 Present
  • 03/2019 → 07/2023
    Ubs Financial Services Inc.
    Pasadena, CA
  • 01/2016 → 03/2019
    Kcal Insurance Agency/Tbh Marketing & Consulting Inc
    Hacienda Heights, CA
  • 07/2023 → Present
    Morgan Stanley
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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