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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-16
  • TN RA
    APPROVED
    Since 2025-01-16

Branch Locations

900 S. Gay Street Ste 2109, Knoxville, TN 37902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Benefits Group, Llc Knoxville TN 06/2020 10/2021
Capital Financial Group, Llc Knoxville TN 02/2019 08/2019
Knoxville Catholic High School Knoxville TN 08/2013 05/2017
University Of Tennessee, Knoxville Knoxville TN 08/2017 05/2021
Pete'S Restaurant Knoxville TN 06/2016 Present
Center Street Securities, Inc. Nashville TN 10/2021 Present
Arete Wealth Advisors, Llc Chicago IL 03/2023 Present
Arete Wealth Management, Llc Chicago IL 03/2023 Present
  • 06/2020 → 10/2021
    The Benefits Group, Llc
    Knoxville, TN
  • 02/2019 → 08/2019
    Capital Financial Group, Llc
    Knoxville, TN
  • 08/2013 → 05/2017
    Knoxville Catholic High School
    Knoxville, TN
  • 08/2017 → 05/2021
    University Of Tennessee, Knoxville
    Knoxville, TN
  • 06/2016 → Present
    Pete'S Restaurant
    Knoxville, TN
  • 10/2021 → Present
    Center Street Securities, Inc.
    Nashville, TN
  • 03/2023 → Present
    Chicago, IL
  • 03/2023 → Present
    Arete Wealth Management, Llc
    Chicago, IL
Previous Registrations
  • 2021-11-29 → 2023-06-13
    Center Street Advisors, Inc.
    Knoxville, TN
    Nashville, TN
Other Businesses

LeBlanc Financial Alliance d/b/a securities and insurance sales. 40 hours a week. 900 S. Gay Street | Ste 2109 | Knoxville, TN 37902. Start date 10/2021 LeBlanc Financial Alliance; employee, sales; 160 hours a month all during trading hours; start date 10/2021. Joey's Sandwich Shop-assist family as a sandwich maker-Knoxville, TN-28 hours per month, 0 during trading hours. Start date: 04/2025. Tennessee Carbon, LLC-Partner, Surface level mining, lease the location for mining, Jacksboro, TN-4 Hours per month, 0 during trading hours, Start date: 08/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-29
  • S66 Uniform Combined State Law Examination
    2021-11-29

View on SEC IAPD

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