Frank L Reid

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 02/2020
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 02/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 02/2020 → Present
  Lpl Financial
  Northville, MI

Previous Registrations

• 2012-07-02 → 2020-02-14
  First Allied Advisory Services, Inc.
  Northville, MI
• 2011-08-04 → 2012-07-02
  First Allied Securities, Inc.
  Northville, MI
  San Diego, CA

Other Businesses

5/2005 - DBA for LPL Business (entity for LPL business) - Investment Related - Northville, MI 48167

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-30
• S63 Uniform Securities Agent State Law Examination
  2005-05-05

Other Names

• Frank Reid