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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uc Berkeley | Berkeley | CA | 01/2013 | 05/2017 |
| Valle Makoff Llp | Walnut Creek | CA | 02/2016 | 12/2018 |
| Self-Employed | Berkeley | CA | 02/2014 | 11/2018 |
| Bay Area Council | San Francisco | CA | 06/2018 | 08/2018 |
| Coro Northern California | San Francisco | CA | 09/2017 | 06/2018 |
| Tartan Financial Services | Crystal Lake | IL | 03/2019 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2019 | Present |
| Exemplar Accounting And Tax Advisors | Crystal Lake | IL | 11/2018 | 05/2019 |
| Breakthrough Results Consulting | Crystal Lake | IL | 11/2018 | 12/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Simpson Thacher & Bartlett Llp | Houston | TX | 05/2026 | Present |
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND HEALTH INSURANCE 2) NAME OF OTHER BUSINESS: TARTAN FINANCIAL SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2019 POSITION/TITLE/RELATIONSHIP: CHIEF OPERATIONS OFFICER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS 3) NAME OF OTHER BUSINESS: SIMPSON THACHER & BARTLETT LLP INVESTMENT RELATED: NO ADDRESS: 1000 MAIN STREET STE 2900, HOUSTON TX 77002; NATURE OF BUSINESS: LAW FIRM START DATE: 5/11/2026 POSITION/TITLE/RELATIONSHIP: SUMMER ASSOCIATE APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 28 BRIEF DESCRIPTION OF DUTIES: DUTIES WILL BE IN SERVICE OF INTERNAL PROCESSES AND COLLEAGUES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-25 |
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