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440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-25 |
Branch Locations
440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hollister Co. | The Woodlands | TX | 10/2015 | 11/2016 |
| Valet Direct | The Woodlands | TX | 10/2016 | 04/2017 |
| Torchy'S Tacos | The Woodlands | TX | 03/2017 | 10/2017 |
| Valet Direct | The Woodlands | TX | 10/2017 | 04/2018 |
| True Food Kitchen | The Woodlands | TX | 04/2018 | 06/2018 |
| 24 Hour Fitness | Houston | TX | 08/2018 | 08/2018 |
| Monex Securities, Inc. | Houston | TX | 01/2019 | 05/2023 |
| Lone Star College | The Woodlands | TX | 08/2016 | 12/2017 |
| University Of Houston | Houston | TX | 01/2018 | 08/2021 |
| Monex Securities, Inc. | Houston | TX | 05/2023 | 09/2024 |
| Monex Asset Management, Inc. | Houston | TX | 07/2023 | Present |
| Monex Securities, Inc. | Houston | TX | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-09 |
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