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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Waxahachie, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Waxahachie TX 02/2019 Present
J. P. Morgan Chase Arlington TX 08/2017 02/2019
Pls Check Cashiers Dallas TX 03/2013 08/2017
  • 02/2019 → Present
    Waxahachie, TX
  • 08/2017 → 02/2019
    J. P. Morgan Chase
    Arlington, TX
  • 03/2013 → 08/2017
    Pls Check Cashiers
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-03
S63 Uniform Securities Agent State Law Examination 2019-08-12
  • S66 Uniform Combined State Law Examination
    2025-11-03
  • S63 Uniform Securities Agent State Law Examination
    2019-08-12
Other Names
  • Stormy Mitchell

View on SEC IAPD

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