Pamela Charise Miller

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2020-01-01

CO RA
APPROVED

Since 2020-01-01

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Wealth Mgmt], Denver, CO 80203 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank	Denver	CO	02/2019	Present
Wells Fargo Clearing Services	Denver	CO	02/2019	Present
Wells Fargo Bank, N.A.	Denver	CO	03/2001	02/2019

02/2019 → Present

Wells Fargo Bank

Denver, CO
02/2019 → Present

Wells Fargo Clearing Services

Denver, CO
03/2001 → 02/2019

Wells Fargo Bank, N.A.

Denver, CO

Other Businesses

WEST SKYLAKE RANCH HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; THORNTON,CO; VICE-PRESIDENT START DATE 11/7/2023; 2 HRS PER MONTH; 0 HRS PER MONTH; DUTIES: ATTEND MEETINGS TO DISCUSS UPKEEP AND MAINTENANCE OF THE SUBDIVISION, NEIGHBOR DISPUTES WITH BYLAWS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-31

S66 Uniform Combined State Law Examination

2019-12-31

Other Names

Pamela C Miller
Pamela Charise Hitzing
Pamela C Hitzing
Pam C Miller
Pam C Hitzing
Pamela Miller

View on SEC IAPD