Tae John Livermore

Employer firm

Kayne Anderson Rudnick Investment Management, LLC CRD 104599

$39.4B regulatory AUM 32 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 02/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 01/2019 → 06/2019
  Chipotle Mexican Grill
  Ithaca, NY
• 02/2018 → 01/2019
  Ithaca College
  Ithaca, NY
• 05/2018 → 08/2018
  Nycm Insurance
  Edmeston, Ny, NY
• 05/2016 → 08/2018
  Village Of Cooperstown
  Cooperstown, NY
• 08/2015 → 12/2018
  Ithaca College
  Ithaca, NY
• 05/2017 → 07/2017
  Cooperstown Country Club
  Cooperstown, NY
• 10/2022 → 01/2023
  Pie Five Pizza
  Allen, TX
• 02/2023 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 01/2026 → Present
  Vp Distributors Llc
  Los Angeles, CA
• 01/2026 → Present
  Kayne Anderson Rudnick Investment Management
  Los Angeles, CA

Previous Registrations

• 2023-03-14 → 2025-12-23
  Charles Schwab & Co., Inc.
  Westlake, TX
• 2019-06-17 → 2023-02-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ithaca, NY
  New York, NY
  Boston, MA
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2019-06-15

Other Names

• Tae Livermore