Holly Opal Hanson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Topanga, CA

Previous Registrations

• 2009-06-01 → 2009-09-08
  Morgan Stanley
  Beverly Hills, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beverly Hills, CA
• 1999-04-21 → 2007-04-02
  Morgan Stanley Dw Inc.
  Beverly Hills, CA
  Beverly Hls, CA

Other Businesses

(1) 11/08/2012: HARMONY FINANCIAL STRATEGIES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 01/21/2015: LGBT AND MODERN FAMILY MONEY MANUAL - INV REL - AT REPORTED BUSINESS LOCATION(S) - BOOK AUTHOR - START 01/21/2015 - 10 HR/MO NONE DURING SECS TRDG HRS - Holly Hanson has written a book that has been compliance approved. As part of a promo for book purchasers, we will be offering a $100.00 consultation to a purchaser that submits his/her receipt as part of a raffle. (3) 11/08/2016: No Business Name - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start 05/20/2015 - 1 Hr/Mo; 0 Hour(s) During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-22
• S63 Uniform Securities Agent State Law Examination
  1998-12-01

Designations

• Certified Financial Planner