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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-13
KY RA APPROVED 2019-08-15
  • TX RA
    APPROVED_RES
    Since 2026-04-13
  • KY RA
    APPROVED
    Since 2019-08-15

Branch Locations

8850 Boedeker St, Dallas, TX 75225 • United States

13904 Shelbyville Rd., Louisville, KY 40245 • United States

300 Taylorsville Road, Shelbyville, KY 40065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Louisville KY 09/2014 Present
Fifth Third Securities Louisville KY 01/2019 Present
  • 09/2014 → Present
    Fifth Third Bank
    Louisville, KY
  • 01/2019 → Present
    Fifth Third Securities
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-15
S63 Uniform Securities Agent State Law Examination 2019-07-05
  • S65 Uniform Investment Adviser Law Examination
    2019-08-15
  • S63 Uniform Securities Agent State Law Examination
    2019-07-05

View on SEC IAPD

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