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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-13 |
| KY | RA | APPROVED | 2019-08-15 |
Branch Locations
8850 Boedeker St, Dallas, TX 75225 • United States
13904 Shelbyville Rd., Louisville, KY 40245 • United States
300 Taylorsville Road, Shelbyville, KY 40065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Louisville | KY | 09/2014 | Present |
| Fifth Third Securities | Louisville | KY | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-05 |
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