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151 N Main St 405, New City, NY 10956 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-11 |
Branch Locations
151 N Main St 405, New City, NY 10956 • United States
151 North Main Street Suite 405, New City, NY 10956 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-01 |
| NY | RA | APPROVED | 2024-01-18 |
Branch Locations
151 North Main Street Suite 405, New City, NY 10956 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Main Street Asset Management Llc | New City | NY | 02/2016 | Present |
| Empire State Wealth Advisors Inc | New City | NY | 07/2025 | Present |
BUSINESS NAME: Main Street Financial Services LLC President & CEO, BUSINESS NATURE: Financial Services - 50% TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-26 |
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