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Kathleen Erin Kane

Beacon Financial Planning, Inc

Hyannis, MA

CRD 7073181

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Employer firm

Beacon Financial Planning, Inc CRD 175372

$397M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Beacon Financial Planning, Inc

540 Main Street Suite 14, Hyannis, MA 02601 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-06-12
  • MA RA
    APPROVED
    Since 2019-06-12

Branch Locations

540 Main Street Suite 14, Hyannis, MA 02601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Financial Planning, Inc Hyannis MA 08/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-17
  • S65 Uniform Investment Adviser Law Examination
    2019-05-17
Other Names
  • Kathleen Erin Brennan
  • Katie Brennan
  • Katie Brennan Kane

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK
TGA CAPITAL MANAGEMENT
UBS FINANCIAL SERVICES INC.

Nearby Investors

Marco Farina
Heather Melissa Lynch
KELLI MARIE GREW

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · HYANNIS, MA
TGA CAPITAL MANAGEMENT · HYANNIS, MA
UBS FINANCIAL SERVICES INC. · HYANNIS, MA

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