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Vinay Ahuja

Wells Fargo Clearing Services, LLC

San Jose, CA

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-14
  • CA RA
    APPROVED
    Since 2023-12-14

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

2170 Tully Rd, San Jose, CA 95122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Menlo Park CA 03/2019 05/2019
C&W Facility Services Inc Auburndale MA 06/2015 12/2017
Consulting (Self Employed) San Jose CA 03/2018 02/2019
Morgan Stanley Menlo Park CA 05/2019 12/2023
Morgan Stanley Private Bank, N.A New York NY 06/2019 12/2023
Wells Fargo Clearing Services, Llc San Jose CA 12/2023 Present
  • 03/2019 → 05/2019
    Morgan Stanley Smith Barney Llc
    Menlo Park, CA
  • 06/2015 → 12/2017
    C&W Facility Services Inc
    Auburndale, MA
  • 03/2018 → 02/2019
    Consulting (Self Employed)
    San Jose, CA
  • 05/2019 → 12/2023
    Morgan Stanley
    Menlo Park, CA
  • 06/2019 → 12/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 12/2023 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
Previous Registrations
  • 2019-05-02 → 2023-12-15
    Morgan Stanley
    Menlo Park, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-02
  • S66 Uniform Combined State Law Examination
    2019-05-02

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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