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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-12-04
  • MO RA
    APPROVED
    Since 2024-12-04

Branch Locations

St. Charles, MO • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-12-04
TX RA APPROVED_RES 2020-02-28
  • MO RA
    APPROVED
    Since 2024-12-04
  • TX RA
    APPROVED_RES
    Since 2020-02-28

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Saint Charles, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc St. Louis MO 02/2019 01/2020
Wells Fargo Clearing Services St. Louis MO 01/2020 Present
Bc Group International Saint Charles MO 02/2017 02/2019
Bed Bath And Beyond Saint Peters MO 05/2015 02/2017
  • 02/2019 → 01/2020
    St. Louis, MO
  • 01/2020 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
  • 02/2017 → 02/2019
    Bc Group International
    Saint Charles, MO
  • 05/2015 → 02/2017
    Bed Bath And Beyond
    Saint Peters, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-03
S63 Uniform Securities Agent State Law Examination 2020-02-07
  • S66 Uniform Combined State Law Examination
    2024-12-03
  • S63 Uniform Securities Agent State Law Examination
    2020-02-07

View on SEC IAPD

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