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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-15
  • NC RA
    APPROVED
    Since 2024-04-15

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Salisbury, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 02/2019 12/2019
Wells Fargo Bank Charlotte NC 03/2016 12/2019
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2021 06/2022
Tiaa Charlotte NC 07/2021 06/2022
Bank Of America, N.A. Charlotte NC 12/2019 07/2021
Live Nation Entertainment Charlotte NC 03/2017 10/2017
Carolina Panthers Charlotte NC 06/2019 06/2019
Amazon.cOm, Inc. Charlotte NC 06/2017 10/2017
Wells Fargo Clearing Services, Llc Charlotte NC 06/2022 10/2022
Wells Fargo Bank, Na Charlotte NC 06/2022 10/2022
Alex And Ani Charlotte NC 05/2019 11/2021
Vanguard Marketing Corporation Charlotte NC 01/2023 03/2024
Marshall'S Salisbury NC 12/2022 01/2023
Vanguard Advisers, Inc. Charlotte NC 06/2023 03/2024
Tiaa Charlotte NC 04/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 04/2024 Present
  • 02/2019 → 12/2019
    Wells Fargo Clearing Services
    Charlotte, NC
  • 03/2016 → 12/2019
    Wells Fargo Bank
    Charlotte, NC
  • 07/2021 → 06/2022
    Charlotte, NC
  • 07/2021 → 06/2022
    Tiaa
    Charlotte, NC
  • 12/2019 → 07/2021
    Bank Of America, N.A.
    Charlotte, NC
  • 03/2017 → 10/2017
    Live Nation Entertainment
    Charlotte, NC
  • 06/2019 → 06/2019
    Carolina Panthers
    Charlotte, NC
  • 06/2017 → 10/2017
    Amazon.cOm, Inc.
    Charlotte, NC
  • 06/2022 → 10/2022
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 06/2022 → 10/2022
    Wells Fargo Bank, Na
    Charlotte, NC
  • 05/2019 → 11/2021
    Alex And Ani
    Charlotte, NC
  • 01/2023 → 03/2024
    Vanguard Marketing Corporation
    Charlotte, NC
  • 12/2022 → 01/2023
    Marshall'S
    Salisbury, NC
  • 06/2023 → 03/2024
    Charlotte, NC
  • 04/2024 → Present
    Tiaa
    Charlotte, NC
  • 04/2024 → Present
    Charlotte, NC
Previous Registrations
Other Businesses

Name: Kaitlyn Powell Ventures Position: CEO Nature: I am the owner of Kaitlyn Powell Ventures LLC, which will be a property management for future rental properties. Investment Related: Yes Hours: 10 Securities Trading Hours: 0 Start Date: 01/25/2024 Address: Home Address, Salisbury NC 28144-6244, United States Description: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-08
S63 Uniform Securities Agent State Law Examination 2021-08-23
  • S66 Uniform Combined State Law Examination
    2023-06-08
  • S63 Uniform Securities Agent State Law Examination
    2021-08-23
Other Names
  • Kaitlyn Powell
  • Kaitlyn C Powell
  • Kaitlyn Charnese Powell

View on SEC IAPD

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