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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-15 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Salisbury, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 02/2019 | 12/2019 |
| Wells Fargo Bank | Charlotte | NC | 03/2016 | 12/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 07/2021 | 06/2022 |
| Tiaa | Charlotte | NC | 07/2021 | 06/2022 |
| Bank Of America, N.A. | Charlotte | NC | 12/2019 | 07/2021 |
| Live Nation Entertainment | Charlotte | NC | 03/2017 | 10/2017 |
| Carolina Panthers | Charlotte | NC | 06/2019 | 06/2019 |
| Amazon.cOm, Inc. | Charlotte | NC | 06/2017 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 06/2022 | 10/2022 |
| Wells Fargo Bank, Na | Charlotte | NC | 06/2022 | 10/2022 |
| Alex And Ani | Charlotte | NC | 05/2019 | 11/2021 |
| Vanguard Marketing Corporation | Charlotte | NC | 01/2023 | 03/2024 |
| Marshall'S | Salisbury | NC | 12/2022 | 01/2023 |
| Vanguard Advisers, Inc. | Charlotte | NC | 06/2023 | 03/2024 |
| Tiaa | Charlotte | NC | 04/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2024 | Present |
Name: Kaitlyn Powell Ventures Position: CEO Nature: I am the owner of Kaitlyn Powell Ventures LLC, which will be a property management for future rental properties. Investment Related: Yes Hours: 10 Securities Trading Hours: 0 Start Date: 01/25/2024 Address: Home Address, Salisbury NC 28144-6244, United States Description: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-23 |
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