Patrick Bowden

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → Present
  Nuveen Securities, Llc
  Bellevue, WA
• 09/2016 → 12/2018
  Nuveen
  Charlotte, NC
• 07/2012 → 09/2016
  Tiaa
  Charlotte, NC

Other Businesses

PLAZA MIDWOOD MERCHANTS ASSOCIATION; NON PROFIT 501(C)(6); TREASURER/BOARD MEMBER; WILL NOT CONFLICT WITH MY DUTIES AT NUVEEN; 1 HOUR PER WEEK; NO COMPENSATION; START DATE: 11/01/2017

Exams

• S66 Uniform Combined State Law Examination
  2019-08-29