Jiaying Zhao

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Cetera Investment Advisers Llc
  Houston, TX
• 02/2019 → 03/2021
  Hsbc Securities (Usa) Inc.
  New York, NY
• 07/2017 → 03/2021
  Hsbc Bank Usa N.A.
  New York, NY
• 10/2015 → 05/2017
  Polywell Computers Inc.
  South San Francisco, CA
• 12/2013 → 10/2016
  Sushi Shoh Restaurant
  San Francisco, CA
• 08/2021 → Present
  East West Bank
  Houston, TX
• 08/2021 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2021 → 08/2021
  Unemployed
  Missouri City, TX

Other Businesses

1.) REFER CLIENTS TO THE FINANCIAL ADVISOR AT THE BANK

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-05-30
• S63 Uniform Securities Agent State Law Examination
  2023-05-30

Other Names

• Gwen Zhao