Steven Anthony Dudley

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2010-07-15

OH RA
APPROVED

Since 2010-07-15

Branch Locations

2280 N. Fairfield Road, Beavercreek, OH 45430 • United States

5790 Springboro Pike, Dayton, OH 45449 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Beavercreek	OH	07/2010	Present

07/2010 → Present

Fifth Third Securities

Beavercreek, OH

Previous Registrations

2009-11-13 → 2010-07-12

Pnc Wealth Management Llc

Centerville, OH

Dayton, OH

Oakwood, OH
2008-08-28 → 2009-11-13

Natcity Investments, Inc.

Dayton, OH

Oakwood, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-12-03
S63	Uniform Securities Agent State Law Examination	2006-07-14

S65 Uniform Investment Adviser Law Examination

2008-12-03
S63 Uniform Securities Agent State Law Examination

2006-07-14

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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