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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-07
KY RA APPROVED 2024-06-04
  • IN RA
    APPROVED
    Since 2024-06-07
  • KY RA
    APPROVED
    Since 2024-06-04

Branch Locations

6000 Crestwood Station, Crestwood, KY 40014 • United States

11710 Antonia Way, Louisville, KY 40229 • United States

416 W Jefferson St, Louisville, KY 40202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Henderson Electronics Llc Charlestown KY 10/2017 Present
Nova Merchant Services Llc Charlotte NC 02/2015 09/2016
Fifth Third Bank La Grange KY 09/2016 07/2021
Fifth Third Securities La Grange KY 01/2019 02/2021
J.P. Morgan Securities Llc Louisville KY 09/2021 Present
Jpmorgan Chase Bank, N.A. Louisville KY 07/2021 Present
  • 10/2017 → Present
    Henderson Electronics Llc
    Charlestown, KY
  • 02/2015 → 09/2016
    Nova Merchant Services Llc
    Charlotte, NC
  • 09/2016 → 07/2021
    Fifth Third Bank
    La Grange, KY
  • 01/2019 → 02/2021
    Fifth Third Securities
    La Grange, KY
  • 09/2021 → Present
    Louisville, KY
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Louisville, KY
Other Businesses

Entity Name: Henderson Electronics LLC Investment related: No Address: Charlestown Indiana 47111 Nature of the other business: Electronics Position/Title/Relationship: Owner/Partner Start Date: 10/27/2017 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Electronic repair

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
S63 Uniform Securities Agent State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2024-01-05
  • S63 Uniform Securities Agent State Law Examination
    2019-08-30
Other Names
  • Mark J Henderson
  • Jeff Henderson
  • Mark Jeffery Henderson

View on SEC IAPD

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