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Stephanie R Huff

Cetera Investment Advisers LLC

Cleveland, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-09
  • TN RA
    APPROVED
    Since 2024-07-09

Branch Locations

20 N Ocoee St, Cleveland, TN 37311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2019 10/2019
Harmony Family Center Knoxville TN 12/2018 02/2019
Omni Visions Inc Nashville TN 11/2014 11/2018
Unemployed Unemployed 11/2019 03/2020
Valic Financial Advisors, Inc. Brentwood TN 03/2020 06/2024
Agia Houston TX 12/2022 06/2024
Regions Bank Cleveland TN 06/2024 Present
Cetera Investment Services Llc Saint Cloud MN 06/2024 Present
Cetera Investment Advisers Llc Cleveland TN 06/2024 Present
  • 02/2019 → 10/2019
    Edward Jones
    St Louis, MO
  • 12/2018 → 02/2019
    Harmony Family Center
    Knoxville, TN
  • 11/2014 → 11/2018
    Omni Visions Inc
    Nashville, TN
  • 11/2019 → 03/2020
    Unemployed
    Unemployed
  • 03/2020 → 06/2024
    Valic Financial Advisors, Inc.
    Brentwood, TN
  • 12/2022 → 06/2024
    Agia
    Houston, TX
  • 06/2024 → Present
    Regions Bank
    Cleveland, TN
  • 06/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2024 → Present
    Cetera Investment Advisers Llc
    Cleveland, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-24
  • S66 Uniform Combined State Law Examination
    2019-05-24
Other Names
  • Stephanie Michelle Rose
  • Stephanie Michelle Bacon
  • Stephanie Bacon
  • Stephanie Rose

View on SEC IAPD

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Other Offices

EDWARD JONES · CLEVELAND, TN
EDWARD JONES · CLEVELAND, TN
TRUIST ADVISORY SERVICES, INC. · CLEVELAND, TN
TRUIST ADVISORY SERVICES, INC. · CLEVELAND, TN
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MONEY CONCEPTS CAPITAL CORP · Cleveland, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Cleveland, TN
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