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301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-07-19 |
Branch Locations
301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barings Llc | Charlotte | NC | 01/2019 | 06/2022 |
| Barings Securities Llc | Charlotte | NC | 02/2019 | 06/2022 |
| Bank Of America | Charlotte | NC | 06/2012 | 01/2019 |
| M Holdings Securities, Inc. | Portland | OR | 06/2022 | Present |
| Mbl Wealth, Llc | Charlotte | NC | 06/2022 | Present |
| Mbl Advisors | Charlotte | NC | 06/2022 | Present |
2117 SCOTT AVE; POSITION: Landlord NATURE: Long term residential rental INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021; ADDRESS: 2117 Scott Ave, Charlotte NC 28203, United States; DESCRIPTION: Owner and landlord responsible for rent collection, vacancy marketing, and general upkeep.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-08-30 |
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