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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-10 |
Branch Locations
225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Southern Life | Daniel Island | SC | 01/2019 | 09/2019 |
| W&S Brokerage Services | Cincinnati | OH | 02/2019 | 09/2019 |
| Starbucks Coffee | Charleston | SC | 07/2012 | 01/2019 |
| Wells Fargo Clearing Services, Llc | Summerville | SC | 09/2019 | 02/2023 |
| Wells Fargo Bank, Na | Summerville | SC | 09/2019 | 02/2023 |
| Commonwealth Financial Group | Daniel Island | SC | 02/2023 | Present |
| Securian Financial Services | Saint Paul | MN | 02/2023 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 02/2023 | 08/2023 |
| Cetera Wealth Services, Llc | Daniel Island | SC | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-22 |
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