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Oceanside, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Qtr Capital Management Llc | Oceanside | CA | 01/2020 | Present |
| Mcto Capital Management Llc Dba Upside Options | Oceanside | CA | 01/2008 | Present |
| Chapman University, Argyros School Of Business & Economics | Orange | CA | 12/2019 | Present |
MCTO Capital Management LLC DBA Upside Options; 3371 Putting Green Ct., Oceanside, CA 92056; Investment Newsletter; an investment related business; Chief Publisher; Jan 2008; 10 hours weekly; 3 hours when the market is open. Chapman University Argyros School of Business and Economics; 1 University Drive, Orange, CA 92866; Adjunct Professor of Management Science; not an investment related business; Dec 2019; 10 hours weekly; zero hours when the stock market is open.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-03 |
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