Thomas R Stines

Fifth Third Securities, Inc.

CRD 7072294

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2019-06-20

TN RA
APPROVED

Since 2019-06-20

Branch Locations

7609 Mountain Grove Dr, Knoxville, TN 37920 • United States

10916 Parkside Dr, Knoxville, TN 37934 • United States

8331 E Walker Springs Lane, Knoxville, TN 37923 • United States

11543 Kingston Pike, Knoxville, TN 37934 • United States

9620 Kingston Pike, Knoxville, TN 37922 • United States

5612 Kingston Pike, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Knoxville	TN	09/2017	Present
The Bed Store	Knoxville	TN	07/2016	09/2017
Fifth Third Securities	Knoxville	TN	02/2019	Present

09/2017 → Present

Fifth Third Bank

Knoxville, TN
07/2016 → 09/2017

The Bed Store

Knoxville, TN
02/2019 → Present

Fifth Third Securities

Knoxville, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-20
S63	Uniform Securities Agent State Law Examination	2019-05-06

S65 Uniform Investment Adviser Law Examination

2019-06-20
S63 Uniform Securities Agent State Law Examination

2019-05-06

View on SEC IAPD

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