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Kennewick, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Copiers Northwest | Seattle | WA | 08/2004 | 05/2019 |
| Centaurus Financial, Inc. | Kennewick | WA | 07/2019 | 10/2019 |
| Anelare Winery | Benton City | WA | 09/2005 | 06/2017 |
| Hfg Trust | Kennewick | WA | 12/2019 | 04/2024 |
| Piton Wealth | Kalispell | MT | 07/2024 | 12/2024 |
| 11:11 Elevens Enterprises, Llc | Kennewick | WA | 03/2022 | Present |
| Dual Desert Wealth Management, Llc | Kennewick | WA | 01/2025 | Present |
| Dual Desert Wealth Management, Llc | Kennewick | WA | 05/2025 | Present |
| Business Transition Advisors, Inc. | Battle Ground | WA | 08/2025 | Present |
11:11 Elevens Enterprises, LLC; investment related; Kennewick, WA; a consultant and real estate company; Co-Owner; 03/2022; 2 hrs./month; no hrs. during trading. Business Transition Advisors, inc.; not investment related; Battle Ground, WA; ESOP consulting; Regional Director; 08/2025; 80hrs./month; 80hrs./month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-08 |
| S66 | Uniform Combined State Law Examination | 2019-10-07 |
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