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Mary H Topping

Morgan Stanley

Atlanta, GA

CRD 7071930

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-07
GA RA APPROVED 2020-11-09
  • TX RA
    APPROVED
    Since 2021-01-07
  • GA RA
    APPROVED
    Since 2020-11-09

Branch Locations

3280 Peachtree Road Northeast, Suite 2000 Pwm, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Atlanta GA 02/2019 Present
Avenue Pub Tuscaloosa AL 01/2016 01/2017
Caribsea: Fish, Prime, Raw Emerald Isle NC 01/2017 01/2018
Buffalo Phil's Tuscaloosa AL 12/2017 01/2018
Bg Digital Group Morehead City NC 01/2017 01/2018
Big Sky Buckhead Atlanta GA 02/2018 Present
Childplus Software Atlanta GA 03/2018 02/2019
University Of Alabama Tuscaloosa AL 08/2014 12/2017
  • 02/2019 → Present
    Atlanta, GA
  • 01/2016 → 01/2017
    Avenue Pub
    Tuscaloosa, AL
  • 01/2017 → 01/2018
    Caribsea: Fish, Prime, Raw
    Emerald Isle, NC
  • 12/2017 → 01/2018
    Buffalo Phil's
    Tuscaloosa, AL
  • 01/2017 → 01/2018
    Bg Digital Group
    Morehead City, NC
  • 02/2018 → Present
    Big Sky Buckhead
    Atlanta, GA
  • 03/2018 → 02/2019
    Childplus Software
    Atlanta, GA
  • 08/2014 → 12/2017
    University Of Alabama
    Tuscaloosa, AL
Other Businesses

1. Big Sky Buckhead; Not Investment related; Atlanta, GA; Food / Bar Service; Employee (proprietor, partner, officer, director, employee, trustee, agent); Feb 2018; During business hours: 0; After business hours: 8; Bartender.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-06
  • S66 Uniform Combined State Law Examination
    2020-11-06
Other Names
  • Mary Elizabeth Hogan

View on SEC IAPD

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