Stevie Wakes

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 11/2020
  J.P. Morgan Securities Llc
  Manhattan Beach, CA
• 07/2016 → 01/2019
  St Matthew
  Merced, CA
• 01/2019 → 11/2020
  Jpmorgan Chase Bank, N.A.
  Manhattan Beach, CA
• 08/2021 → 03/2022
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 08/2021 → 03/2022
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 12/2020 → 07/2021
  Unemployed
  Los Angeles, CA
• 03/2022 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 03/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA

Other Businesses

Effective 3/16/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-13
• S63 Uniform Securities Agent State Law Examination
  2019-03-27

Other Names

• Stevie A Wakes
• Stevie Wakes
• Stevie A Wakes
• Stevie Wakes
• Stevie Anthony Wakes
• Stevie Anthony Wakes
• Stevie Wakes