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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-19 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ucla Athletics | Los Angeles | CA | 01/2016 | 06/2019 |
| Ucla Anderson School Of Management | Los Angeles | CA | 08/2016 | 06/2018 |
| Lmu | Los Angeles | CA | 08/2016 | 06/2019 |
| Entertainment Partners | Burbank | CA | 01/2015 | 06/2019 |
| Thrivent Investment Management Inc | Torrance | CA | 05/2019 | 11/2023 |
| Thrivent Financial | Appleton | WI | 06/2019 | 11/2019 |
| Thrivent Financial | Appleton | WI | 11/2019 | 11/2023 |
| Lpl Enterprise Llc | Camarillo | CA | 02/2025 | Present |
| Csu Channel Islands | Camarillo | CA | 12/2023 | Present |
| Ucla | Los Angeles | CA | 08/2018 | 12/2024 |
| Devereux | Villanova | PA | 01/2025 | Present |
1. 01/24/2025 - Entertainment Partners - Artist/ Musician - NOT INV REL - Burbank, CA., 91505 - Start Date 11/01/2014 - 4 hrs/mo 2. 01/24/2025 - Devereux Advanced Behavioral Health - Outside/W-2 Employment - NOT INV REL - Goleta, CA., 93117 - Start Date 01/16/2025 - 40 hrs/mo 3. 01/24/2025 - UCLA Anderson - Non-profit volunteer (not on board) - NOT INV REL - Los Angeles, CA., 90095 - Start Date 07/01/2018 - 4 hrs/mo 4. 01/24/2025 - California State University, Channel Islands - Teacher Paid by School or University - NOT INV REL - Camarillo, CA., 93012 - Start Date 12/01/2023 - 12 hrs/mo 5. 03/17/2025 - Pepperdine University- Outside/W-2 Employment - Serving as the AD of Financial Assistance at the College of Health Sciences, I will be helping Nursing and Speech Pathology students navigate the financial landscape of tuition / loans / repayment- not inv. related- at Malibu, CA- start date 03/17/2025- 160hrs/mnth-0hrs during trading 6. 08/28/2025-Kids and Families Together-Bilingual Educator-Not inv related-At Ventura, CA-Start date 09/15/2025-120hrs/mth-40hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-06 |
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