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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2015-10-01
TX RA APPROVED 2015-09-16
CA RA APPROVED 2015-08-24
  • AR RA
    APPROVED
    Since 2015-10-01
  • TX RA
    APPROVED
    Since 2015-09-16
  • CA RA
    APPROVED
    Since 2015-08-24

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 03/2006 Present
Other Businesses

I*76757FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTIESINVESTMENT RELATED: NADDRESS OF BUSINESS: RENTAL PROPERTIES, SHERWOOD, ARKANSAS 72120NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/1/2010NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I OWN 4 RENTAL PROPERTIES THAT ARE ACTIVELY MANAGED BY REAL ESATATE MANAGEMENT COMPANY. MY ONLY TASKS ARE APPROVING REPAIRS. I*768For profit or not for profit: Name of outside business organization: Rental PropertiesInvestment related: Address of business: Rental Properties, Sherwood, Arkansas 72120Nature of business: ,Position, title, association: , Start date of relationship: 10/1/2010Number of hours devoted: 10 hour(s) Number of hours devoted during trading hours: 0Duties: I*: 496320Entity Type: Rental PropertiesName of OBA: Rental PropertiesAddress: Hot Springs, ARInvestment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 02/02/2024Number of Hours: 10 hours monthlyNumber of Hours during trading: 0Duties: I*4962273, Entity Type: Entity For Profit, Name of OBA: 1916 Chophouse and Spirits, Address: Little Rock, Arkansas, 72205, Investment Related: N, Position, Title, Association: ["Employee"], Employee Start Date: 07/17/2026, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Host, Restaurant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-21
S63 Uniform Securities Agent State Law Examination 2005-05-11
  • S66 Uniform Combined State Law Examination
    2015-08-21
  • S63 Uniform Securities Agent State Law Examination
    2005-05-11
Other Names
  • Erin R Welton
  • Erin R Welton

View on SEC IAPD

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