John Alogna

Oppenheimer & Co. Inc.

CRD 7071821

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-06-29

NY RA
APPROVED

Since 2026-06-29

Branch Locations

Oyster Bay, NY • United States

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
One Way Funding	Hicksville	NY	06/2016	11/2018
Maxim Group	New York	NY	02/2019	04/2020
Roger Williams Universitry	Bristol	RI	09/2013	09/2017
Oppenheimer & Co. Inc.	New York	NY	06/2020	Present

06/2016 → 11/2018

One Way Funding

Hicksville, NY
02/2019 → 04/2020

Maxim Group

New York, NY
09/2013 → 09/2017

Roger Williams Universitry

Bristol, RI
06/2020 → Present

Oppenheimer & Co. Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-26
S63	Uniform Securities Agent State Law Examination	2019-07-22

S65 Uniform Investment Adviser Law Examination

2026-06-26
S63 Uniform Securities Agent State Law Examination

2019-07-22

Other Names

John Jospeh Alogna
John Joseph Alogna
John Joseph Alogna

View on SEC IAPD

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