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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-03-31
OH RA APPROVED 2023-07-05
NY RA APPROVED 2023-05-01
DC RA APPROVED 2023-04-27
MA RA APPROVED 2023-04-25
RI RA APPROVED 2023-04-21
CT RA APPROVED 2023-04-19
DE RA APPROVED 2023-04-19
FL RA APPROVED 2023-04-19
ME RA APPROVED 2023-04-19
NC RA APPROVED 2023-04-19
VA RA APPROVED 2023-04-19
MD RA APPROVED 2023-04-18
NH RA APPROVED 2023-04-18
NJ RA APPROVED 2023-04-18
PA RA APPROVED 2023-04-18
VT RA APPROVED 2023-04-18
SC RA APPROVED 2023-04-11
  • OR RA
    APPROVED
    Since 2025-03-31
  • OH RA
    APPROVED
    Since 2023-07-05
  • NY RA
    APPROVED
    Since 2023-05-01
  • DC RA
    APPROVED
    Since 2023-04-27
  • MA RA
    APPROVED
    Since 2023-04-25
  • RI RA
    APPROVED
    Since 2023-04-21
  • CT RA
    APPROVED
    Since 2023-04-19
  • DE RA
    APPROVED
    Since 2023-04-19
  • FL RA
    APPROVED
    Since 2023-04-19
  • ME RA
    APPROVED
    Since 2023-04-19
  • NC RA
    APPROVED
    Since 2023-04-19
  • VA RA
    APPROVED
    Since 2023-04-19
  • MD RA
    APPROVED
    Since 2023-04-18
  • NH RA
    APPROVED
    Since 2023-04-18
  • NJ RA
    APPROVED
    Since 2023-04-18
  • PA RA
    APPROVED
    Since 2023-04-18
  • VT RA
    APPROVED
    Since 2023-04-18
  • SC RA
    APPROVED
    Since 2023-04-11

Branch Locations

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2019 09/2021
Clemson University Simpsonville SC 03/2018 02/2019
Depuy Synthes Greenville SC 12/2014 03/2018
Wells Fargo Clearing Services, Llc Greenville SC 09/2021 04/2023
Td Bank N.A. Greenville SC 04/2023 01/2026
Td Private Client Wealth Llc Greenville SC 04/2023 Present
Td Bank N.A. Greenville SC 01/2026 Present
  • 02/2019 → 09/2021
    St Louis, MO
  • 03/2018 → 02/2019
    Clemson University
    Simpsonville, SC
  • 12/2014 → 03/2018
    Depuy Synthes
    Greenville, SC
  • 09/2021 → 04/2023
    Greenville, SC
  • 04/2023 → 01/2026
    Td Bank N.A.
    Greenville, SC
  • 04/2023 → Present
    Greenville, SC
  • 01/2026 → Present
    Td Bank N.A.
    Greenville, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-17
  • S66 Uniform Combined State Law Examination
    2019-08-17

View on SEC IAPD

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