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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-15
  • TX RA
    APPROVED
    Since 2019-07-15

Branch Locations

4712 Woodrow Bean Transmountain Dr, El Paso, TX 79924 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

El Paso, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army Fort Bliss TX 07/1999 11/2019
First Command Financial Planning Fort Worth TX 02/2019 07/2019
First Command Financial Planning Inc Fort Worth TX 07/2019 Present
First Command Advisory Services Inc Fort Worth TX 07/2019 Present
First Command Insurance Services Inc Fort Worth TX 07/2019 Present
  • 07/1999 → 11/2019
    United States Army
    Fort Bliss, TX
  • 02/2019 → 07/2019
    First Command Financial Planning
    Fort Worth, TX
  • 07/2019 → Present
    First Command Financial Planning Inc
    Fort Worth, TX
  • 07/2019 → Present
    First Command Advisory Services Inc
    Fort Worth, TX
  • 07/2019 → Present
    First Command Insurance Services Inc
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Romero Planning Services LLC Whether the business is investment-related: Yes Address of the other business: El Paso, TX Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Oct 31, 2019 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: LLC is the flow thru for compensation and activities for advisor. (2) Name of the other business: Ironsides Texas LLC Whether the business is investment-related: Yes Address of the other business: 4712 Woodrow Bean Transmountain Drive Suite F, El Paso, Texas 79924 Nature of the other business: Other OBA Your position, title, or relationship with the other business: Member The start date of your relationship: Sep 01, 2021 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: District LLC of which a member but not owner. LLC is used for payroll flow

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-26
  • S66 Uniform Combined State Law Examination
    2019-06-26

View on SEC IAPD

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