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Elise Hatsue Harada

Ameriprise Financial Services, LLC

Torrance, CA

Lomita, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-06-03
  • CA RA
    APPROVED
    Since 2005-06-03

Branch Locations

2601 Airport Dr Ste 380, Torrance, CA 90505 • United States

Lomita, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Torrance CA 09/2005 03/2020
Ameriprise Financial Services, Llc Torrance CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-02
  • S66 Uniform Combined State Law Examination
    2005-06-02

View on SEC IAPD

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