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Rhea Jizette Mercado Moss

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-23
  • TX RA
    APPROVED
    Since 2020-12-23

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 02/2019 06/2024
Buffalo Wild Wings Arlington TX 09/2017 08/2020
Express Arlington TX 11/2016 04/2017
Blue Sky Mortgage North Richland Hils TX 07/2016 07/2017
University Of Texas At Arlington Arlington TX 01/2015 12/2018
Charles Schwab & Co., Inc. Westlake TX 12/2020 Present
  • 02/2019 → 06/2024
    Td Ameritrade
    Southlake, TX
  • 09/2017 → 08/2020
    Buffalo Wild Wings
    Arlington, TX
  • 11/2016 → 04/2017
    Express
    Arlington, TX
  • 07/2016 → 07/2017
    Blue Sky Mortgage
    North Richland Hils, TX
  • 01/2015 → 12/2018
    University Of Texas At Arlington
    Arlington, TX
  • 12/2020 → Present
    Westlake, TX
Previous Registrations
  • 2020-11-03 → 2020-12-31
    Td Ameritrade, Inc.
    Westlake, TX
  • 2020-11-03 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Other Businesses

1) Stemscopes by Accelerate Learning|Investment Related:No|5177 Richmond Ave;Houston;TX;77056;USA|Accelerate Learning|DigitalFormatting & PublishingContractor|2018-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Projects, sweeping, and editing the webpage. 2) Little Dream Play LLC|Investment Related:No|7008 Katydid Lane;Arlington;Tx;76002;US|Rental Services (Other than Real Estate)|Owner|2024-02-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I am a co-owner of a party equipment rental company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-02
S63 Uniform Securities Agent State Law Examination 2019-06-24
  • S66 Uniform Combined State Law Examination
    2020-11-02
  • S63 Uniform Securities Agent State Law Examination
    2019-06-24
Other Names
  • Rhea Mercado
  • Rhea Jizette Cayanan Mercado

View on SEC IAPD

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