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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Southlake | TX | 02/2019 | 06/2024 |
| Buffalo Wild Wings | Arlington | TX | 09/2017 | 08/2020 |
| Express | Arlington | TX | 11/2016 | 04/2017 |
| Blue Sky Mortgage | North Richland Hils | TX | 07/2016 | 07/2017 |
| University Of Texas At Arlington | Arlington | TX | 01/2015 | 12/2018 |
| Charles Schwab & Co., Inc. | Westlake | TX | 12/2020 | Present |
1) Stemscopes by Accelerate Learning|Investment Related:No|5177 Richmond Ave;Houston;TX;77056;USA|Accelerate Learning|DigitalFormatting & PublishingContractor|2018-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Projects, sweeping, and editing the webpage. 2) Little Dream Play LLC|Investment Related:No|7008 Katydid Lane;Arlington;Tx;76002;US|Rental Services (Other than Real Estate)|Owner|2024-02-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I am a co-owner of a party equipment rental company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-24 |
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