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Brian Dubose

Valic Financial Advisors, Inc.

Houston, TX

CRD 7071291

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-26
AZ RA APPROVED 2021-08-16
NY RA APPROVED 2021-08-16
NV RA APPROVED 2021-08-11
MS RA APPROVED 2021-07-28
AR RA APPROVED 2021-07-27
MO RA APPROVED 2021-07-27
TX RA APPROVED 2019-04-29
  • FL RA
    APPROVED
    Since 2022-04-26
  • AZ RA
    APPROVED
    Since 2021-08-16
  • NY RA
    APPROVED
    Since 2021-08-16
  • NV RA
    APPROVED
    Since 2021-08-11
  • MS RA
    APPROVED
    Since 2021-07-28
  • AR RA
    APPROVED
    Since 2021-07-27
  • MO RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED
    Since 2019-04-29

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 02/2019 Present
Best Buy Friendswood TX 09/2012 02/2019
Agia Houston TX 12/2022 Present
  • 02/2019 → Present
    Valic Financial Advisors
    Houston, TX
  • 09/2012 → 02/2019
    Best Buy
    Friendswood, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-29
S63 Uniform Securities Agent State Law Examination 2019-04-15
  • S65 Uniform Investment Adviser Law Examination
    2019-04-29
  • S63 Uniform Securities Agent State Law Examination
    2019-04-15
Other Names
  • Brian Dubosejr

View on SEC IAPD

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