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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-02-14 |
Branch Locations
150 S. Wacker Drive, Chicago, IL 60606-4111 • United States
598 Green Bay Road, Winnetka, IL 60093-2220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Park Ridge | IL | 12/2019 | 10/2021 |
| J.P. Morgan Securities Llc | Park Ridge | IL | 12/2019 | 10/2021 |
| Tech Usa, Llc | Des Plaines | IL | 09/2019 | 11/2019 |
| Kinsey Wealth Management Group Wfa | Peoria | IL | 01/2019 | 08/2019 |
| Bradley University Markin | Peoria | IL | 08/2017 | 05/2019 |
| Bradley University | Peoria | IL | 05/2017 | 01/2019 |
| Peoria Police Department | Peoria | IL | 06/2016 | 06/2017 |
| Full Time Education | Peoria | IL | 08/2014 | 05/2019 |
| Wells Fargo Clearing Services, Llc | St Louis | MO | 02/2019 | 08/2019 |
| Fidelity Investments | Oak Brook | IL | 10/2021 | 09/2022 |
| Fidelity Investments | Oak Brook | IL | 09/2022 | 12/2024 |
| Charles Schwab & Co, Inc | Winnetka | IL | 01/2025 | Present |
| Charles Schwab Bank, Ssb | Winnetka | IL | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-28 |
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