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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-22 |
Branch Locations
938 Dutchess Turnpike, Poughkeepsie, NY 12603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Olive Garden | Poughkeepsie | NY | 10/2019 | 02/2021 |
| Hudson Valley Credit Union | Poughkeepsie | NY | 09/2013 | 01/2020 |
| Lpl Financial Llc | Hopewell Junction | NY | 02/2019 | 01/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2021 | 03/2022 |
| Northwestern Mutual Investment Services Llc | Poughkeepsie | NY | 03/2021 | 03/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2021 | 03/2022 |
| Edward Jones | St Louis | MO | 11/2022 | Present |
| Olive Garden | Poughkeepsie | NY | 03/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-19 |
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