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Braydon Dustin Bergeron

J.P. Morgan Securities LLC

Baton Rouge, LA

Baton Rouge, LA

CRD 7071234

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-17
LA RA APPROVED 2021-10-12
  • TX RA
    APPROVED
    Since 2022-10-17
  • LA RA
    APPROVED
    Since 2021-10-12

Branch Locations

9700 Bluebonnet Blvd, Baton Rouge, LA 70810 • United States

5811 Creek Centre Dr, Baton Rouge, LA 70820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Baton Rouge LA 01/2019 Present
Republic Finance Llc Baton Rouge LA 06/2016 01/2019
Jpmorgan Chase Bank, N.A. Baton Rouge LA 01/2019 Present
  • 01/2019 → Present
    J.P. Morgan Securities Llc
    Baton Rouge, LA
  • 06/2016 → 01/2019
    Republic Finance Llc
    Baton Rouge, LA
  • 01/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-17
  • S66 Uniform Combined State Law Examination
    2021-09-17
Other Names
  • Braydon Dustin Bergeron
  • Braydon D. Bergeron

View on SEC IAPD

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