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Shahram K Shafii

Edward Jones

St Albans, WV

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-11-15
  • WV RA
    APPROVED
    Since 2024-11-15

Branch Locations

601 Sixth Ave Suite 101, St Albans, WV 25177 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Cincinnati OH 08/2019 02/2020
Mml Investors Services Llc Cincinnati OH 08/2019 02/2020
Mimedx Cincinnati OH 03/2015 10/2019
Pennmutual Florence KY 12/2021 10/2022
Hornor Townsend & Kent Llc Horsham PA 12/2019 12/2021
Phayse Llc Dba Phayse Wealth Management Florence KY 10/2020 05/2021
Lifeworks Advisors Llc Grand Rapids MI 04/2021 11/2022
Pacer Financial Inc Malvern PA 12/2022 11/2024
Edward Jones St Louis MO 11/2024 Present
  • 08/2019 → 02/2020
    Mass Mutual Life Insurance Company
    Cincinnati, OH
  • 08/2019 → 02/2020
    Mml Investors Services Llc
    Cincinnati, OH
  • 03/2015 → 10/2019
    Mimedx
    Cincinnati, OH
  • 12/2021 → 10/2022
    Pennmutual
    Florence, KY
  • 12/2019 → 12/2021
    Hornor Townsend & Kent Llc
    Horsham, PA
  • 10/2020 → 05/2021
    Phayse Llc Dba Phayse Wealth Management
    Florence, KY
  • 04/2021 → 11/2022
    Lifeworks Advisors Llc
    Grand Rapids, MI
  • 12/2022 → 11/2024
    Pacer Financial Inc
    Malvern, PA
  • 11/2024 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-15
S63 Uniform Securities Agent State Law Examination 2019-08-01
  • S65 Uniform Investment Adviser Law Examination
    2020-05-15
  • S63 Uniform Securities Agent State Law Examination
    2019-08-01
Other Names
  • Shahram Shafii
  • Shahram Kadkhoda Shafii

View on SEC IAPD

Other Firms

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CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
UNITED BROKERAGE SERVICES, INC
PFS INVESTMENTS INC.
MONEY CONCEPTS CAPITAL CORP
J.P. MORGAN SECURITIES LLC

Other Investors

Michael David Fruth
James William Utterback
STEVEN KYLE BLANK
Colby Ray Johnson
Joshua Caleb Spears
BRANDON JAMES HUFFMAN
GEORGE ADDISON WEBB
Brittany R Willard

Other Offices

TRUIST ADVISORY SERVICES, INC. · SAINT ALBANS, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · St. Albans, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · St Albans, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · Cross Lanes, WV
CETERA INVESTMENT ADVISERS LLC · CROSS LANES, WV
EDWARD JONES · HURRICANE, WV
OSAIC WEALTH, INC. · Dunbar, WV
UNITED BROKERAGE SERVICES, INC · DUNBAR, WV

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