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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-30 |
Branch Locations
500 Maryville University Drive, St Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Westlake | TX | 02/2019 | 06/2024 |
| Dss Research | Fort Worth | TX | 09/2017 | 09/2018 |
| Ejp Marketing | Dallas | TX | 11/2016 | 03/2017 |
| United States Army | Terrell | TX | 02/2009 | 02/2017 |
| Tex-Art Stone Inc. | Keller | TX | 08/2001 | 02/2019 |
| Charles Schwab & Co., Inc. | Westlake | TX | 09/2022 | Present |
Name: Tex-art Stone Inc., Role: Associate, Type: OTHER, Start Date: 09/26/2019, Investment Related?: No, Address: 8900 Davis Blvd, Keller, TX 76248, Number of Hours/Mo: 32, Duties: Manual Labor, Sales personal
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-24 |
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