Best Investors Account Sign in

Rogelio Barrientos

Morgan Stanley

Scottsdale, AZ

CRD 7070964

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-07-19
TX RA APPROVED 2019-07-19
  • AZ RA
    APPROVED
    Since 2019-07-19
  • TX RA
    APPROVED
    Since 2019-07-19

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Scottsdale AZ 02/2019 Present
Carvana Llc Tempe AZ 01/2018 09/2018
Arizona State University Barrett Honors College Tempe AZ 03/2015 01/2018
Unemployed Phoenix AZ 09/2018 02/2019
  • 02/2019 → Present
    Morgan Stanley
    Scottsdale, AZ
  • 01/2018 → 09/2018
    Carvana Llc
    Tempe, AZ
  • 03/2015 → 01/2018
    Arizona State University Barrett Honors College
    Tempe, AZ
  • 09/2018 → 02/2019
    Unemployed
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-17
  • S66 Uniform Combined State Law Examination
    2019-07-17

View on SEC IAPD

More in Scottsdale, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor